STEVE SMITH

Investment Adviser Representative

Stephen Smith is an investment adviser with a passion for helping others feel more confident about their financial future. He takes great pride in offering his clients a first-class service experience like no other, based on their wants and needs. Because every individual is unique with different hopes and dreams, he believes that financial planning should begin with the client, not the products, and that everyone deserves a holistic approach to retirement. He does this by listening first and recommending second. He loves the moment when the lightbulb clicks on, and his clients realize they don’t have to live in uncertainty and fear while taking unnecessary risks, in order to enter retirement feeling confident and excited about the years ahead.

Stephen brings over 25 years of experience to the team at Alloy Wealth and is a longtime friend and colleague of the firm’s founder, CEO Mark Henry. Stephen decided to join the firm in the fall of 2023. Before serving in the financial sector, he pursued a Business degree at Georgia State University. He holds the FINRA Series 65 and North Carolina, South Carolina, and Georgia Insurance licenses. In addition, he is working toward his CFP®.

Stephen is married to his lovely wife Bre and has two sons, Evan and Trevor. When out of the office, they spend their free time doing activities as a family. Stephen and his family are also active in their local church.

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You see, it’s not “will there be” a market downturn, it’s “when” there will be a market downturn. Stock market downturns are inevitable, and that’s why there has to be a clear strategy for your portfolio to help protect your principal during down-market cycles, especially when it comes to retirement planning.

When it comes to investment management, Alloy Wealth will help guide you towards your goals.

Insurance services offered through Alloy Wealth Management Inc. Investment advisory services offer through Alloy Wealth Holdings LLC dba Alloy Investment Management. Alloy Wealth Management Inc and Alloy Wealth Holdings LLC dba Alloy Investment Management are affiliated by common ownership. Alloy Wealth Holdings, LLC - DBA Alloy Investment Management is a state registered investment adviser in South Carolina and North Carolina, and only conducts business in states where it is properly registered or is excluded from registration requirements. Registration is not an endorsement of the firm by securities regulators and does not mean the adviser has achieved a specific level of skill or ability. Opinions expressed are subject to change without notice and are not intended as investment advice or to predict future performance. Past performance does not guarantee future results. Consult your financial professional before making any investment decision.

The information we provide regarding tax minimization planning is not intended to, and cannot, be used by anyone to avoid paying federal, state, or local municipalities, taxes, or penalties. You should seek advice based on your particular circumstances from an independent tax advisor as tax laws are subject to interpretation, legislative change, and unique to every specific taxpayer’s particular set of facts and circumstances.

Annuity guarantees rely on the financial strength and claims-paying ability of the issuing insurer. Any comments regarding safe and secure investments, and guaranteed income streams refer only to fixed insurance products. They do not refer, in any way to securities or investment advisory products. Fixed insurance and annuity product guarantees are subject to the claims‐paying ability of the issuing company and are not offered by Alloy Wealth Holdings LLC - DBA Alloy Investment Management.